# GDPR Article 10 — Processing of personal data relating to criminal convictions and offences

- Source: https://support.icompaas.com/compliance/gdpr/article-10-processing-of-personal-data-relating-to-criminal-convictions-and-offences
- Section: [Compliance](https://support.icompaas.com/compliance) › [GDPR (Regulation (EU) 2016/679)](https://support.icompaas.com/compliance/gdpr) › Articles 1–10
- Last updated: 2026-06-05
- Publisher: iCompaas, Inc. (https://www.icompaas.com)

**GDPR**·Article `Article 10`·medium·Component: **Chapter II: Principles**

## What this control requires

> Ensure processing of personal data related to criminal convictions and offenses is conducted only under official authority or as authorized by Union/Member State law, with safeguards for data subjects' rights. Maintain any comprehensive register of criminal convictions solely under official authority control. This control addresses Data Classification.
> 
> — GDPR, Article Article 10

### In plain English

Ensure processing of personal data related to criminal convictions and offenses is conducted only under official authority or as authorized by Union/Member State law, with safeguards for data subjects' rights. In practice, this means you can prove you principles rights-level controls on a defined cadence.

## Why it matters

GDPR administrative fines reach the greater of €20 million or 4% of global annual turnover. The European Data Protection Board (EDPB) coordinates supervisory-authority enforcement across the EU/EEA, and DPAs publish enforcement decisions citing specific Articles.

## What an auditor looks for

A DPA or privacy auditor expects: a Records of Processing Activities (RoPA) entry, a documented lawful basis, evidence the Article's data-subject right is operationalised end-to-end, a named DPO contact (where required), and Article 30 records that match what the front-end actually does.

Within **Chapter II: Principles**, the assessor will trace your implementation back to the catalogue reference (Article Article 10) and look for objective evidence on the latest two assessment cycles.

## How to implement

#### Policy Management

**Docs.** Keep each policy in version-controlled Markdown alongside the code that implements it; ship a signed PDF snapshot at each annual review and link the SHA into the SoA.

### Operational checklist

-   **Principles.** Document the trigger, the owner and the cadence.
-   **Data.** Document the trigger, the owner and the cadence.
-   **Safeguards.** Document the trigger, the owner and the cadence.
-   **Scope:** rights, authority, data subjects.

## Evidence to collect

-   **Policy Document.** A signed and version-controlled policy / standard / procedure document.

Signed policy or standard documents the safeguard. Focus: Processing of personal data relating to criminal convictions and offences.

## Common pitfalls

-   Policies that no engineer has read; the version in Confluence drifts from the version that's actually being enforced.

## How it maps to other frameworks

Computed from shared tags, control component and key-operation subjects — handy when you are reconciling controls across an audit.

-   [**India DPDP Act 2023 DS-001** — Data Subject Access Request (DSAR) - Information Rights](https://support.icompaas.com/compliance/india-dpdp-act-2023/ds-001-data-subject-access-request-dsar-information-rights)
-   [**SOC 2 (2017 TSC) P3.2** — Consent Management for Personal Information Collection](https://support.icompaas.com/compliance/soc-2-trust-services-criteria/p3-2-consent-management-for-personal-information-collection)
-   [**ISO/IEC 27001:2022 A.5.32** — Intellectual property rights](https://support.icompaas.com/compliance/iso-27001-2022/a-5-32-intellectual-property-rights)
-   [**ISO/IEC 27701:2025 A.1.3.2** — Comply with obligations](https://support.icompaas.com/compliance/iso-27701-2025/a-1-3-2-comply-with-obligations)

## Related controls in GDPR

-   [**Article Article 18** — Right to restriction of processing](https://support.icompaas.com/compliance/gdpr/article-18-right-to-restriction-of-processing)
-   [**Article Article 15** — Right of access by the data subject](https://support.icompaas.com/compliance/gdpr/article-15-right-of-access-by-the-data-subject)
-   [**Article Article 21** — Right to object](https://support.icompaas.com/compliance/gdpr/article-21-right-to-object)
-   [**Article Article 14** — Information to be provided where personal data have not been obtained from the data subject](https://support.icompaas.com/compliance/gdpr/article-14-information-to-be-provided-where-personal-data-have-not-been-obtained-from-the)
-   [**Article Article 20** — Right to data portability](https://support.icompaas.com/compliance/gdpr/article-20-right-to-data-portability)
-   [**Article Article 33** — Notification of a personal data breach to the supervisory authority](https://support.icompaas.com/compliance/gdpr/article-33-notification-of-a-personal-data-breach-to-the-supervisory-authority)

## References

-   [European Union — GDPR](https://eur-lex.europa.eu/eli/reg/2016/679/oj)
-   Catalogue identifier: `Article Article 10`

Topics: governance riskpolicy managementprivacy management

## Related compliance guidance

- [GDPR compliance: a practical implementation guide for cloud-native SaaS teams](https://support.icompaas.com/compliance/gdpr): Start with the full GDPR implementation guide — scope, roadmap, evidence and how the assessment runs.
- [ISO/IEC 27001:2022 compliance: a practical implementation guide](https://support.icompaas.com/compliance/iso-27001-2022): The security management system most EU procurement teams ask for alongside a DPA; its controls supply much of the Article 32 evidence.
- [India's DPDP Act 2023: a practical compliance guide for cloud teams](https://support.icompaas.com/compliance/india-dpdp-act-2023): If engineering or support teams sit in India, the same data flows are also subject to India’s Digital Personal Data Protection Act.
