What this control covers
The entity implements policies and procedures over system processing to result in products, services, and reporting to meet the entity's objectives.
Why it matters
Risk is the language an executive team understands; this control connects technical reality to board-level decisions and budget allocation.
How to implement
AWS
Codify the policy intent as SCPs, AWS Config conformance packs, and Security Hub standards so the cloud enforces what the document says.
Azure
Codify in Azure Policy initiatives (built-in regulatory compliance for CIS, ISO 27001, SOC 2, HIPAA) and assign at management-group level.
On-premises
Maintain a policy library with a documented review cadence (annual minimum); store in your GRC tool with attestation tracking. Map each policy to controls so an audit pull cites the exact policy clause.
Evidence to collect
policy_document— A signed, version-controlled policy stating leadership intent and the named owner.
Signed policy or standard documents the safeguard. Focus: Processing Controls (Original component: Processing Integrity).
Quick checklist
- Risk — Objectives / Controls
- Management — Objectives / Controls
Related articles on this site
- Policies & Procedures
- NIST 800-171 3.2.1 Ensure that managers, systems administrators, and users of organizational systems are made aware of the security risks associated with their activities and of the applicable policies, standards, and procedures related to
- NIST 800-171 3.3.1 Create and retain system audit logs and records to the extent needed to enable the monitoring, analysis, investigation, and reporting of unlawful or unauthorized system activity
- NIST 800-171 3.7.2 Provide controls on the tools, techniques, mechanisms, and personnel used to conduct system maintenance.